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Disclosure Statement

Investment advisory services are offered through Spearhead Administrative Services, LLC, a registered investment adviser with the Securities and Exchange Commission.  Securities may be offered through Spearhead Capital, LLC a registered broker/dealer, member FINRA and SIPC.


Collectively, these entities, and their affiliates, are referred to as Spearhead.


Spearhead does not guarantee results and past performance is not indicative of future results. Investors could lose all or substantially all of their investment. Spearhead, and related entities, advise on and offer fund services. There can be no assurance that such funds will not be highly correlated with the performance of traditional asset classes, or that the funds will achieve their objective or avoid substantial or total losses. Member interests in Insurance Dedicated Funds, are available only to insurance company investors on behalf of certain segregated accounts for owners of variable life insurance and variable annuity contracts.


Pursuant to requirements related to practice before the Internal Revenue Service, any tax advice contained in any communication (including any attachments) is not intended to be used and cannot be used, for purposes of (i) avoiding penalties imposed under the United States Internal Revenue Code or (ii) promoting, marketing or recommending to another person any tax related matter.


Any message from Spearhead, or its representative, and the information contained therein, is intended only for the use of the person or persons to whom it is addressed (the intended recipient). It may contain information that is privileged and confidential within the meaning of applicable law. If you are not the intended recipient of such a communication and have received the communication in error, please contact the Spearhead a soon as possible and delete the communication and all attachments from your system.  You should not copy it or use it for any purpose or disclose its contents to any other person. You are hereby notified that any dissemination, distribution or copying of this communication is strictly prohibited. The views expressed or implied in this communication are those of the author and may not necessarily be the views held by Spearhead. Spearhead reserves the right to monitor all e-mails within its network. Spearhead has taken precautions to minimize the risk of transmitting software viruses, but you are advised to carry out your own virus checks on any attachments to this message. Spearhead does not accept liability for any loss or damage caused by software viruses.


Spearhead Administrative Services, LLC is an SEC-registered investment adviser that maintains a principal place of business in Delaware.  Spearhead may only transact business in those states in which it is registered or qualifies for a corresponding exclusion from registration requirements.  Additional information about Spearhead can be found in the Firm’s Form ADV disclosure documents, the most recent versions of which can be found on the SEC’s Investment Adviser Public Disclosure website.

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